Regulation of securities, markets, and transactions : (Record no. 20724)

MARC details
000 -LEADER
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001 - CONTROL NUMBER
control field ocn706458323
003 - CONTROL NUMBER IDENTIFIER
control field OCoLC
005 - DATE AND TIME OF LATEST TRANSACTION
control field 20230823104034.0
006 - FIXED-LENGTH DATA ELEMENTS--ADDITIONAL MATERIAL CHARACTERISTICS--GENERAL INFORMATION
fixed length control field m o d
007 - PHYSICAL DESCRIPTION FIXED FIELD--GENERAL INFORMATION
fixed length control field cr cnu---unuuu
008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION
fixed length control field 110309s2011 nju ob 001 0 eng d
010 ## - LIBRARY OF CONGRESS CONTROL NUMBER
Canceled/invalid LC control number 2010039894
040 ## - CATALOGING SOURCE
Original cataloging agency N$T
Language of cataloging eng
Description conventions pn
Transcribing agency N$T
Modifying agency E7B
-- CDX
-- OCLCQ
-- B24X7
-- REDDC
-- OCLCQ
-- OCLCO
-- OCLCQ
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-- IDEBK
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-- OCLCQ
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066 ## - CHARACTER SETS PRESENT
Alternate G0 or G1 character set Zsym
019 ## -
-- 816649202
-- 865010209
-- 927501035
-- 961515792
-- 962635982
020 ## - INTERNATIONAL STANDARD BOOK NUMBER
ISBN 9781118008560
Qualifying information (electronic bk.)
020 ## - INTERNATIONAL STANDARD BOOK NUMBER
ISBN 1118008561
Qualifying information (electronic bk.)
020 ## - INTERNATIONAL STANDARD BOOK NUMBER
ISBN 9781119200093
Qualifying information (electronic bk.)
020 ## - INTERNATIONAL STANDARD BOOK NUMBER
ISBN 1119200091
Qualifying information (electronic bk.)
020 ## - INTERNATIONAL STANDARD BOOK NUMBER
Cancelled/invalid ISBN 9780470601969
020 ## - INTERNATIONAL STANDARD BOOK NUMBER
Cancelled/invalid ISBN 0470601965
028 01 - PUBLISHER NUMBER
Publisher number EB00066065
Source Recorded Books
029 1# - (OCLC)
OCLC library identifier AU@
System control number 000051558763
029 1# - (OCLC)
OCLC library identifier AU@
System control number 000052900470
029 1# - (OCLC)
OCLC library identifier CHNEW
System control number 000605681
029 1# - (OCLC)
OCLC library identifier DEBBG
System control number BV041911785
029 1# - (OCLC)
OCLC library identifier DEBBG
System control number BV042959935
029 1# - (OCLC)
OCLC library identifier DEBSZ
System control number 42163569X
029 1# - (OCLC)
OCLC library identifier DKDLA
System control number 820120-katalog:000557878
029 1# - (OCLC)
OCLC library identifier HEBIS
System control number 299818896
029 1# - (OCLC)
OCLC library identifier NZ1
System control number 14255931
029 1# - (OCLC)
OCLC library identifier DEBBG
System control number BV043398928
035 ## - SYSTEM CONTROL NUMBER
System control number (OCoLC)706458323
Canceled/invalid control number (OCoLC)816649202
-- (OCoLC)865010209
-- (OCoLC)927501035
-- (OCoLC)961515792
-- (OCoLC)962635982
043 ## - GEOGRAPHIC AREA CODE
Geographic area code n-us---
050 #4 - LIBRARY OF CONGRESS CALL NUMBER
Classification number HG4910
Item number .C585 2011eb
072 #7 - SUBJECT CATEGORY CODE
Subject category code BUS
Subject category code subdivision 036000
Source bisacsh
082 04 - DEWEY DECIMAL CLASSIFICATION NUMBER
Classification number 332.63/20973
Edition number 22
049 ## - LOCAL HOLDINGS (OCLC)
Holding library MAIN
100 1# - MAIN ENTRY--PERSONAL NAME
Personal name Collins, Patrick S.,
Dates associated with a name 1940-
245 10 - TITLE STATEMENT
Title Regulation of securities, markets, and transactions :
Remainder of title a guide to the new environment /
Statement of responsibility, etc Patrick S. Collins.
260 ## - PUBLICATION, DISTRIBUTION, ETC. (IMPRINT)
Place of publication, distribution, etc Hoboken, N.J. :
Name of publisher, distributor, etc Wiley,
Date of publication, distribution, etc ©2011.
300 ## - PHYSICAL DESCRIPTION
Extent 1 online resource (xix, 364 pages).
336 ## -
-- text
-- txt
-- rdacontent
337 ## -
-- computer
-- c
-- rdamedia
338 ## -
-- online resource
-- cr
-- rdacarrier
490 1# - SERIES STATEMENT
Series statement Wiley finance ;
Volume number/sequential designation [585]
504 ## - BIBLIOGRAPHY, ETC. NOTE
Bibliography, etc Includes bibliographical references and index.
520 ## - SUMMARY, ETC.
Summary, etc "This book provides a description about the various government regulations of securities, securities markets, and securities transactions. The book defines, describes, and explains U.S. securities regulation. The book will be current as of the signing of the securities reform act (expected to be signed by President Obama in mid-2010). Major parts within the book include: Regulation; Accounting and Auditing; Introduction to Notes; Notes; Sections of Public Laws; Sections of Codified Securities Laws; Organizations. In addition, there will be an extensive reference section, glossary, and list of useful websites (by both name and function)."--
-- Provided by publisher.
588 0# -
-- Print version record.
505 8# - FORMATTED CONTENTS NOTE
Formatted contents note ""Registered Self-Regulatory Organizations""""Special-Purpose Self-Regulatory Organizations""; ""Regulation of Registered Entities and Persons""; ""Chapter 2: Regulation of Nonregistered Entities and Persons""; ""Introduction""; ""Nonsecurities Laws""; ""Chapter 3: Accounting and Auditing""; ""Introduction""; ""Accounting""; ""Mark-to-Market Accounting""; ""Auditing""; ""Objectives-Oriented Rules for Accounting and Auditing""; ""Audit Committees""; ""Accounting Capital and Regulatory Capital""; ""Accountancy Law""; ""Chapter 4: Introduction to Notes""; ""Public Laws""; ""United States Code""
505 8# - FORMATTED CONTENTS NOTE
Formatted contents note ""Code of Federal Regulations""""Supreme Court Decisions""; ""Federal Register""; ""SEC Releases""; ""Prefixes for SEC Releases""; ""Selected Releases by the Securities and Exchange Commission""; ""Selected Public Laws""; ""Selected United States Code Titles""; ""Selected United States Code Sections""; ""Selected Code of Federal Regulations Titles""; ""Selected Code of Federal Regulations Parts""; ""Structure of U.S. Code and Code of Federal Regulations Sections""; ""Selected Banking Regulations""; ""State Securities Laws""; ""Uniform Commercial Code""; ""Chapter 5: Notes""
505 8# - FORMATTED CONTENTS NOTE
Formatted contents note ""Chapter 6: Selected Sections from the Financial Regulation Act of 2010""""Introduction""; ""Major Section Headings of the Financial Regulation Act""; ""Selected Sections of the Financial Regulation Act""; ""Reports Required by the Financial Regulation Act""; ""Chapter 7: Sections of Codified Securities Laws""; ""Introduction""; ""Securities Act (15 USC Sections 77a and following)""; ""Trust Indenture Act (15 USC Sections 77aaa and following)""; ""Securities Exchange Act (15 USC Sections 78a and following)""; ""Securities Investor Protection Act (15 USC Sections 78aaa and following)""
505 8# - FORMATTED CONTENTS NOTE
Formatted contents note ""Investment Company Act (15 USC Sections 80a-1 and following)""""Investment Advisers Act (15 USC Sections 80b-1 and following)""; ""Public Company Accounting Reform and Corporate Responsibility""; ""Chapter 8: Organizations""; ""Introduction""; ""Executive Branch of Government""; ""Legislative Branch of Government""; ""Judicial Branch of Government""; ""Agencies of Government""; ""Self-Regulatory Organizations""; ""Accounting Principles and Auditing Standards""; ""Industry and Professional Associations""; ""State-Related Organizations""; ""International Organizations""
526 ## - STUDY PROGRAM INFORMATION NOTE
Department Environmental Science
650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM
Topical term or geographic name as entry element Securities
Geographic subdivision United States.
650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM
Topical term or geographic name as entry element Securities industry
General subdivision Law and legislation
Geographic subdivision United States.
650 #7 - SUBJECT ADDED ENTRY--TOPICAL TERM
Topical term or geographic name as entry element BUSINESS & ECONOMICS
General subdivision Investments & Securities
-- General.
Source of heading or term bisacsh
650 #7 - SUBJECT ADDED ENTRY--TOPICAL TERM
Topical term or geographic name as entry element Securities.
Source of heading or term fast
-- (OCoLC)fst01110743
650 #7 - SUBJECT ADDED ENTRY--TOPICAL TERM
Topical term or geographic name as entry element Securities industry
General subdivision Law and legislation.
Source of heading or term fast
-- (OCoLC)fst01110831
651 #7 - SUBJECT ADDED ENTRY--GEOGRAPHIC NAME
Geographic name United States.
Source of heading or term fast
-- (OCoLC)fst01204155
655 #4 - INDEX TERM--GENRE/FORM
Genre/form data or focus term Electronic books.
776 08 - ADDITIONAL PHYSICAL FORM ENTRY
Display text Print version:
Main entry heading Collins, Patrick S., 1940-
Title Regulation of securities, markets, and transactions.
Place, publisher, and date of publication Hoboken, N.J. : Wiley, ©2011
International Standard Book Number 9780470601969
Record control number (DLC) 2010039894
-- (OCoLC)664666859
830 #0 - SERIES ADDED ENTRY--UNIFORM TITLE
Uniform title Wiley finance series ;
Volume number/sequential designation 585.
856 40 - ELECTRONIC LOCATION AND ACCESS
Uniform Resource Identifier <a href="http://dx.doi.org/10.1002/9781119200093">http://dx.doi.org/10.1002/9781119200093</a>
Public note Wiley Online Library
880 0# - ALTERNATE GRAPHIC REPRESENTATION
Linkage 505-00/Zsym
a ""Title Page""; ""Copyright""; ""Preface""; ""Chapter 1: Regulation""; ""Securities and the Public Interest""; ""Meaning of “Security�""; ""Debt, Equity, and Option Securities""; ""Securities Transactions""; ""Institutional and Functional Regulation""; ""Exclusions and Exemptions""; ""Structure of Securities Laws""; ""Other Securities Laws""; ""Regulatory Objectives""; ""Disclosure and Transparency""; ""Regulation and Supervision""; ""Registration""; ""Registration of Securities""; ""Registration of Entities and Persons""; ""Issuers of Securities""; ""Self-Regulatory Organizations""
994 ## -
-- 92
-- DG1

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